article thumbnail

Keeping Compliance Under Control

Uniphore

When interacting with investors, firms must be transparent in their disclosures, fees and expenses, conflicts of interest and sales practice issues. The sheer volume, complexity and evolving nature of these rules make total compliance a monumental task for humans. The post Keeping Compliance Under Control appeared first on Uniphore.

article thumbnail

What is PCI Compliance Call Recording & Transcription: Definition, Expert Tips & Best Practices

Callminer

PCI compliance call recording & transcription refers to the requirements set in the Payment Card Industry Data Security Standard (PCI DSS). Methods for Ensuring PCI Call Recording & Transcription Compliance. Holistic policies and full compliance should be the aim of every organization under the authority of these guidelines.

Insiders

Sign Up for our Newsletter

This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.

Trending Sources

article thumbnail

Guest Post: How to Ensure PCI Compliance in Your Call Center?

Shep Hyken

What Is PCI-DSS Compliance? . And compliance is evaluated either on a quarterly or annual basis depending on the organization.? . How to Establish PCI Compliance . These will help you see where your weak points are and how you can quickly achieve PCI compliance.? . PCI Compliance Myths to Avoid .

article thumbnail

How to Conduct an Employee Compliance Assessment

ProProfs

Compliance makes it riskier to do the wrong thing, says Riaan Bekker, Force Solutions Manager, thryve – a risk management solutions provider. . And compliance assessments play a huge role in management of such risks to help your business save big. What are Employee Compliance Assessments? You may ask. . It’s simple. .

article thumbnail

How to Improve Insurance Sales with Automation

Lightico

Maintaining a steady stream of insurance sales is imperative to ensure the company’s growth. Automated digital workflows allow agents to glide through the mechanics of the sales process. Failure to Automate is a Death Knell for Insurance Sales. Due to this lack of cohesion, sales cycles are long and cumbersome.

Sales 52
article thumbnail

EECC is Coming to Your Contact Center: What Industry Leaders Are Doing Now to Ensure Compliance

Lightico

They often use websites, portals or apps to help them to transact, but the recent pandemic has highlighted consumers’ reliance on contact centers to manage complex sales and services, with volumes rising as they seek reassurance and clarity in their transactions. What Are the Biggest Roadblocks to Compliance.

article thumbnail

Six ways a distributed marketing platform can boost social media compliance for financial services advisors

Sprinklr

Because financial services brands operate in a heavily regulated industry, you need to develop a well-defined social media compliance strategy. Financial services companies and their advisors need to think about risk in two broad categories: regulatory compliance and brand compliance. Regulatory compliance.